Section 123.135. Certificate of compliance — civil penalty.

  1.  A manufacturer, brewer, bottler, importer, or vendor of beer, or any agent thereof, desiring to ship or sell beer, or have beer brought into this state for resale by a class “A” or class “AA” permittee, shall first make application for and be issued a brewer’s certificate of compliance by the administrator for that purpose. The certificate of compliance expires at the end of one year from the date of issuance and shall be renewed for a like period upon application to the administrator unless otherwise revoked for cause. Each application for a certificate of compliance or renewal of a certificate shall be submitted electronically, or in a manner prescribed by the administrator, and shall be accompanied by a fee of five hundred dollars payable to the division. Each holder of a certificate of compliance shall furnish the information in a manner the administrator requires.

  2.  At the time of applying for a certificate of compliance, each applicant shall file with the division a list of all class “A” and class “AA” permittees with whom it intends to do business and shall designate the geographic area in which its products are to be distributed by such permittee. The listing of class “A” and class “AA” permittees and geographic area as filed with the division may be amended from time to time by the holder of a certificate of compliance.

  3.  All class “A” and class “AA” permit holders shall sell only those brands of beer which are manufactured, brewed, bottled, shipped, or imported by a person holding a current certificate of compliance. Any employee or agent working for or representing the holder of a certificate of compliance within this state shall submit electronically, or in a manner prescribed by the administrator, the employee’s or agent’s name and address with the division.

  4.  It shall be unlawful for any holder of a certificate of compliance or the holder’s agent, or any class “A” or class “AA” permit holder or the permit holder’s agent, to grant to any retail beer permit holder, directly or indirectly, any rebates, free goods, or quantity discounts on beer which are not uniformly offered to all retail permittees.

  5.  Notwithstanding any other penalties provided by this chapter, any holder of a certificate of compliance or any class “A” or class “AA” permit holder who violates this chapter or the rules adopted pursuant to this chapter is subject to a civil penalty not to exceed one thousand dollars or suspension of the holder’s certificate or permit for a period not to exceed one year, or both such civil penalty and suspension. Civil penalties imposed under this section shall be collected and retained by the division.

[C73, 75, 77, 79, 81, §123.135]

89 Acts, ch 221, §6

; 89 Acts, ch 252, §3

; 2010 Acts, ch 1031, §95, 96

; 2012 Acts, ch 1021, §38

; 2013 Acts, ch 35, §12

; 2015 Acts, ch 53, §9

Section amended